0001594197-13-000003.txt : 20131220
0001594197-13-000003.hdr.sgml : 20131220
20131220102848
ACCESSION NUMBER: 0001594197-13-000003
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20131220
DATE AS OF CHANGE: 20131220
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTSON TECHNOLOGY INC
CENTRAL INDEX KEY: 0000928421
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 770208119
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-46189
FILM NUMBER: 131290211
BUSINESS ADDRESS:
STREET 1: 47131 BAYSIDE PARKWAY
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510 657 5900
MAIL ADDRESS:
STREET 1: 47131 BAYSIDE PARKWAY
CITY: FREMONT
STATE: CA
ZIP: 94538
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Sanctuary Wealth Advisors, LLC
CENTRAL INDEX KEY: 0001594197
IRS NUMBER: 263997124
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: 11TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4152912900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: 11TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
SC 13G
1
schedule13g.txt
SCHEDULE 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ________)*
Mattson Technology Inc.
(Name of Issuer)
Common
(Title of Class of Securities)
577223100
(CUSIP Number)
Jill DeMayo, Sanctuary Wealth Advisors, LLC, 600 Montgomery St.,
San Francisco, CA 94111, 585-340-6060
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 20, 2013
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
X Rule 13d-1(b)
? Rule 13d-1(c)
? Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures
provided in a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 577223100
13G
Page 2 of 8 Pages
1.
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY)
Sanctuary Wealth Advisors, LLC dba Mirador Capital
Partners
26-3997124
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ?
(b) ?
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
California
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5.
SOLE VOTING POWER
967,951
6.
SHARED VOTING POWER
0
7.
SOLE DISPOSITIVE POWER
967,951
8.
SHARED DISPOSITIVE POWER
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
967,951
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
(see instructions) ?
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.71%
12.
TYPE OF REPORTING PERSON (see instructions)
IA
CUSIP No. 577223100
13G
Page 4 of 8 Pages
Item 1.
(a)
Name of Issue
Mattson Technology Inc.
(b)
Address of Issuer?s Principal Executive Offices
47131 Bayside Parkway
Fremont, CA 94538
Item 2.
(a)
Name of Person Filing
Sanctuary Wealth Advisors, LLC dba Mirador Capital Partners
(b)
Address of the Principal Office or, if none, residence
600 Montgomery Street
San Francisco, CA 94111
(c)
Citizenship
California LLC
(d)
Title of Class of Securities
Common
(e)
CUSIP Number
577223100
Item 3. If this statement is filed pursuant to ??240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
?
Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o).
(b)
?
Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
(c)
?
Insurance company as defined in section 3(a)(19) of the
Act (15 U.S.C. 78c).
(d)
?
Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)
X
An investment adviser in accordance with ?240.13d-
1(b)(1)(ii)(E);
(f)
?
An employee benefit plan or endowment fund in accordance
with ?240.13d-1(b)(1)(ii)(F);
(g)
?
A parent holding company or control person in accordance
with ?240.13d-1(b)(1)(ii)(G);
(h)
?
A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
?
A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
?
Group, in accordance with ?240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer
identified in Item 1.
(a)
Amount beneficially owned: 967,951
(b)
Percent of class: 1.71%
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote
967,951
(ii)
Shared power to vote or to direct the vote.
0
(iii)
Sole power to dispose or to direct the disposition of.
967,951
(iv)
Shared power to dispose or to direct the disposition
of.
0
Instruction. For computations regarding securities which
represent a right to acquire an underlying security see
?240.13d-3(d)(1).
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following ?.
Instruction. Dissolution of a group requires a response to this
item.
Item 6. Ownership of More than Five Percent on Behalf of
Another Person.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the Parent
Holding Company.
Item 8. Identification and Classification of Members of the
Group.
Item 9. Notice of Dissolution of Group.
Item 10. Certification.
(a)
The following certification shall be included if the
statement is filed pursuant to ?240.13d-1(b):
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of
business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not
acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
(b)
The following certification shall be included if the
statement is filed pursuant to ?240.13d-1(c):
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above
were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of
the issuer of the securities and were not acquired and are
not held in connection with or as a participant in any
transaction having that purpose or effect.
CUSIP No. 577223100
13G
Page 8 of 8 Pages
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
12/20/2013
Date
/s/ Jeffrey Spears
Signature
Jeffrey Spears/CEO
Name/Title